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0117 926 9022

Adam Smith

Compliance Officer

  • Qualified with the International Compliance Association
  • Experienced in legal and regulatory compliance
  • Cert CII qualification

Expertise & specialisms

  • Compliance
  • Due diligence
  • Insurance underwriting

Adam is passionate about leading a strong, integrated culture of compliance at ForrestBrown. A key member of our compliance team, he is responsible for due diligence as well as monitoring and testing our own policies and procedures. Maintaining our regulatory standards, strengthening the trust our clients have with Forrestbrown delivering the highest quality. 

He is undertaking study with the International Compliance Association with ForrestBrown’s support, already gaining a qualification in financial crime prevention and compliance. Adam also has experience as an insurance underwriter with NFU and holds the Cert CII from the Chartered Insurance Institute.

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